FNS40821 Certificate IV in Finance and Mortgage Broking

FNS40821 Certificate IV in Finance and Mortgage Broking

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Qualification Name: Certificate IV in Finance and Mortgage Broking (Release 1)

Qualification Code: FNS40821

Other Mode: Classroom – Study | Online | RPL | Credit Transfer

Offered By: Affiliated Institutions

This qualification reflects the roles in finance and mortgage broking. Professionals in these roles use theoretical and technical knowledge and skills to work   autonomously and exercise judgement in completing routine activities relating to mortgage and finance broking.

You can achieve this qualification with the help of Study In Pty Ltd for an excellent experience.

How STUDYIN can help You?

STUDY IN can help you to find the right institution based on your requirements. We can help you to prepare your application for Enrolment – Admission – Credit Transfer – RPL – Upskills/Upgrade

Book an online appointment to discuss further.

Why study the FNS40821 Certificate IV in Finance and Mortgage Broking?

The FNS40821 Certificate IV in Finance and Mortgage Broking program is focused on the real world and relevant contexts that make the student highly skilled and be ready by meeting industry benchmark. Going through the program will give the required skills you can use immediately and encourages you to think diversely.

This FNS40821 has become developed by industry specialists and endorsed by sector bodies and can be sure you have the practical knowledge to ‘hit the ground running’ in modest, medium or big organisations across all industry sectors.

Experience alone is no longer efficient; potential employers are looking for evidence of professional proficiency via a current formal qualification.

  1. 1
    Get your Skills Recognised

    Have you been working in a finance-oriented environment? Recognition of Prior Learning take into
    consideration of a wide range of experiences in this environment, including but not limited to prioritizing any preparation, assessment of application, working with client’s needs and broking options and so on.

    RPL can convert your experiences into the qualification without repeating the coursework, enquire with our representative now to check your eligibility

  2. 2
    What Evidence you need ?

    You should give a scope of proof to help your assessor to settle on a choice about your fitness. The sorts of proof you might be approached to give can incorporate;

    • ID
    • Resume
    • Current employment contracts
    • Letters of reference from licensed tradesmen you have worked with.
    • Videos or photos of your work.
    • Evidence of overseas qualifications.
    • Payslips/work contract/ABN if self-employed
    • Letter of Employment
    • Transcripts or assessments from related previous qualifications.
    • Apprenticeship papers.
    • Financial reports
    • Audit documents
    • Budget documents
    • Tax documentation
    • Transactions and intermit reports
  3. 3
    What are the Potential Job Opportunities?

    For a student, it is crucial to know the occupation he/she will eligible once finish a qualification successfully. If you complete this qualification, you will able to work with this role.

    • Credit and Loans Officer
    • Finance Sector Supervisor
    • Lending Officer
    • Mobile Banking Consultant
    • Mortgage Broker Assistant
    • Senior Banking Officer
    • Senior Credit Officer
  4. 4
    Packaging Rules

    Total number of units = 12 

    8 core units  plus

    4 elective units , of which:

    • at least 1 must be from the electives listed below
    • up to 2 may be from elsewhere in this or any other currently endorsed Certificate III or above training package qualification or accredited course.


    Elective units must be relevant to the work environment and the qualification, maintain the overall integrity of the AQF alignment, not duplicate the outcome of another unit chosen for the qualification, and contribute to a valid industry-supported vocational outcome.


    Core units

    BSBPEF501 Manage personal and professional development

    FNSCUS511 Develop and maintain professional relationships in financial services industry

    FNSFMB411 Prepare loan applications on behalf of clients

    FNSFMB412 Identify client needs and present broking options

    FNSFMK515 Comply with financial services regulation and industry codes of practice

    FNSINC411 Conduct work according to professional practices in the financial services industry

    FNSINC412 Apply and maintain knowledge of financial products and services

    FNSSAM411 Sell financial products and services

    Elective units

    BSBESB401 Research and develop business plans

    BSBOPS304 Deliver and monitor a service to customers

    BSBOPS404 Implement customer service strategies

    BSBPEF402 Develop personal work priorities

    BSBTEC301 Design and produce business documents

    FNSASIC301 Establish client relationship and analyse needs

    FNSASIC302 Develop, present and negotiate client solutions

    FNSCRD401 Assess credit applications

    FNSCRD402 Establish and maintain appropriate security

    FNSFMB511 Implement credit contracts in preparation for settlement

    FNSSAM403 Prospect for new clients

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